Qualification Outline

Date retreived
22/07/2026 6:00 AM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Diploma of Financial Services (Financial Planning)

Diploma of Financial Services (Financial Planning)

Qualification
National Code:
FNB50802
State Code:
C537
TGA Status:
Deleted
DTWD Status:
Archived
National Endorsed, State Implementation and Classification
Field of Education
0811 - Banking, Finance And Related Fields
Original TGA Release Date
30/06/1999
Approved Date
24/03/2004
Stream of Study
Paraprofessional - Technical (3400)
VET Act Classifier
C
Nominal Hours
400
Duration
1 Semester
Current Release Number
1.00
Current Release Date
30/06/1999
VET Act Conditions
—
Releases
Release Version Release Date TGA Status DTWD Status
1.00 30/06/1999 Current Archived
Description
Schedule
1.

To gain a Diploma of Financial Services (Financial Planning) 8 units must be achieved: 5 core units and 3 elective units.

**CORE UNITS - Learners to complete the 5 (five) units listed below.

State Code National Code Title Hours Type
C5306 FNBFPS04A Comply with financial planning practice ethical & operational guidelines & regulatory requirements 50 Unit of competency
C5307 FNBFPS05A Conduct financial planning analysis and research 50 Unit of competency
C5308 FNBFPS06A Develop and prepare financial plan 60 Unit of competency
C5309 FNBFPS07A Implement financial plan 50 Unit of competency
C5310 FNBFPS08A Review financial plan and provide on going service 40 Unit of competency
2.

ELECTIVE UNITS - Learners to achieve at least 3 elective units.

Electives must be selected as follows:
Financial Planners must select elective units - FNBFPS10A and FNBFPS12A
Paraplanners must select elective unit - FNBFPS11A

*Additional electives may be selected from another suitable endorsed Training Package (refer notes on Page 75 of Financial Services Training Package qualification outline).
*If ASIC compliance is sought for Authorised Representatives, the ASIC aligned unit FNBASCO3ZA must be selected.

State Code National Code Title Hours Type
C5313 FNBFPS11A Conduct complex financial planning research 50 Unit of competency
C5314 FNBFPS12A Determine client requirements and expectations 50 Unit of competency
C5311 FNBFPS09A Meet with client to discuss needs and preferences 30 Unit of competency
C0995 FNBASC03ZA Provide advice in financial planning 50 Unit of competency
C5312 FNBFPS10A Provide financial planning advice 50 Unit of competency
C5315 FNBFPS13A Provide technical and professional guidance 40 Unit of competency
Replaced By
State Code National Code Title Type
C711 FNS50804 Diploma of Financial Services (Financial Planning) Qualification
VET Info Notes
This training program is a representation of the qualification code FNB50802 taken from the Financial Services Training Package FNB99 which should be consulted for full description of requirements. FNB99 is endorsed until 30/03/2003.

1. This qualification is the copyright of The Australian National Training Authority.

2. To attain a Diploma qualification, achievement of the 6 industry core units must be confirmed. If the industry core units have not been assessed as part of a Certificate in Financial Services, they will need to be assessed in a Recognition of Prior Learning process or assessed in combination with the Diploma units.

3. Further information on this qualification is contained in the training Package available from Australian Training Products Ltd., Tel: (03) 9630 9836.

4. This qualification was entered on to STARS by Central TAFE on 19/03/04.
Entry Requirements
No information
Traineeships and Apprenticeships
No information