Unit of competency Outline

Date retreived
22/07/2026 7:03 AM AWST

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Comply with the rules of racing and related protocols

Comply with the rules of racing and related protocols

Unit of competency
National Code
RGRCMN001A
State Code
S6861
TGA Status
Replaced
DTWD Status
Replaced
Current Release Number
1.00
Current Release Date
24/09/2008
State Implementation and Classification
Approved Date
09/10/2014
Field of Education
080319 - Hospitality Management
Original Release Date
09/10/2014
Nominal Hours
40
Description
This unit of competency specifies the outcomes required to understand the importance of, and adhere to, the rules of racing and related protocols. It requires an understanding of the effects of noncompliance on the image of racing and on licensed or registered individuals.This unit of competency operates in workplace environments of racing administration, stables, kennels, racecourses and public areas.Licensing, legislative, regulatory or certification requirements may apply to this unit. Check with your State Principal Racing Authority for current license or registration requirements.
Notes
Elements and Performance Criteria
Demonstrate ethical practice within the context of the racing industry.
  • 1. Size and scope of the Australian racing industry is related to the need to maintain public confidence in racing activities and operations.
  • 2. Consequences of perception of corruption to the image of racing are discussed.
  • 3. Ethical behaviour is practised.
Relate rules of racing and legislation to obligations of racing participants.
  • 4. Legislation that impacts on racing is identified and related to protocols and procedures within the areas of participant's responsibility.
  • 5. Rules of racing are related to racing activities within the areas of participant's responsibility.
  • 6. Directions and requests from stewards and officials are complied with.
  • 7. Rules of racing and safe operating procedures are followed in the performance of duties.
Give evidence in racing investigations and inquiries.
  • 8. Industry records and other evidence are maintained and secured within scope of job responsibilities.
  • 9. Incidents or non-compliant activities are reported to supervisor and/or stewards.
  • 10. Evidence is provided to stewards and other designated personnel in racing investigations and inquiries.
  • 11. Evidence is presented in a clear, truthful, concise, relevant and logical manner .
  • 12. Evidence is provided to investigations and inquiries using industry guidelines for forms of address and personal presentation .
  • 13. Cooperation is provided as requested by stewards and other officials.
RANGE STATEMENT
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording in the performance criteria is detailed below.

The range statement provides details of how this competency can be used in the workplaces of the racing industry to comply with the rules of racing and related protocols. Workplaces include greyhound kennels, harness and thoroughbred stables as well as greyhound, harness and thoroughbred racecourses, training tracks, administration buildings and public areas.
Size and scope of the racing industry covers:
direct and indirect contribution racing makes to the economy
key industry personnel and their roles and functions, including:
club secretaries
drivers
industry administrators
jockeys
kennelhands
race day staff
stablehands and strappers
stewards
trackwork riders or drivers
trainers
sources of income for the racing industry
structure of the racing industry, which consists of:
national and state or territory administrations
racing industry associations
national and state or territory racing industry government administration bodies
code controlling bodies
principal clubs
race clubs
three codes of racing: greyhound, harness and thoroughbred
totalisator agency boards.
Impacts of corruption may include:
loss of integrity
loss of public confidence
loss of sources of income for the racing industry.
Dimensions of ethical behaviour may include:
administrative structures
codes of conduct
corporate strategies
systems, policies and procedures.
Legislation that impacts on racing will include:
Australian and local rules of racing
legislation from local, state and federal levels of government covering:
animal welfare
anti-discrimination and harassment, including sexual harassment
environment
equal employment opportunity
industrial relations
OHS
taxation law
workers' compensation.
Rules of racing cover:
animal welfare
constitutional
human and animal drug testing
interpretation
licensing
local rules
offences
penalties
race meetings
registration
stable and kennel activities
stewards
syndicates
trackwork
veterinary
wagering.
Industry records may include:
models, actual items or equipment and/or other relevant material required when reporting incidents to supervisor or stewards.
Evidence may include:
audiovisual materials
copies of betting sheets and fluctuations
equipment and gear
expert testimony
inquiry transcripts
medications and treatments
phone records
recordings
swab materials
stewards' reports
workplace documentation.
Incidents or non-compliant activities may include:
any transgressions to agreed industry processes and areas covered by the rules of racing.
Communication skills necessary to respond in a concise, relevant and logical manner will include:
addressing appeal panel members politely
clarifying what the interview is about
presenting information in logical order
refraining from swearing, arguing or fighting
remaining patient
refraining from interrupting
speaking clearly
using language that is not patronising but at suitable level
using body language and voice in an assertive but not aggressive manner
using non-discriminatory language
using effective listening and speaking skills
verifying what has been said or done and why it has been said or done.
Important aspects of personal presentation may include:
industry dress codes
personal grooming requirements
personal presentation in the public eye
similar to standards at race meetings, for example members' area requirements.
EVIDENCE GUIDE
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Critical aspects for assessment and evidence required to demonstrate competency in this unit
The evidence required to demonstrate competency in this unit must be relevant to the specific industry sector and workplace operations and satisfy all of the requirements of the performance criteria, required skills and knowledge and the range statement of this unit and include evidence of the following:
knowledge of the requirements, procedures and instructions that are to apply when complying with the rules of racing and related protocols
implementation of procedures and timely techniques for the safe, effective and efficient application of compliance to the rules of racing and related protocols
working with others to undertake and complete compliance procedures that meet required outcomes.
Evidence should be collected over a period of time in a range of workplace-relevant contexts and include dealings with an appropriate range of situations.
Context of and specific resources for assessment
Competency must be assessed in a racing workplace that provides access to the required resources or simulated environment approved by the relevant State Principal Racing Authority. Assessment is to occur under standard and authorised work practices, safety requirements and environmental constraints. It is to comply with relevant regulatory requirements or Australian Standards requirements.
Assessment of the practical components of this unit will be by observation of relevant skills.
The following resources must be available:
materials and equipment relevant to assessing candidate's ability to comply with the rules of racing and related protocols
relevant racing industry work sites, such as administration buildings, licensed stables or kennels, training and racetracks
work instructions and related documentation.
Method of assessment
Assessment methods must satisfy the endorsed Assessment Guidelines of the Racing Training Package.
The suggested strategies for the assessment of this unit are:
written and/or oral assessment of candidate's required knowledge
observed, documented and firsthand testimonial evidence of candidate's application of practical tasks
simulation exercises conducted in a State Principal Racing Authority approved simulated environment.
Evidence is required to be demonstrated over a period of time, therefore where performance is not directly observed any evidence should be authenticated by supervisors or other appropriate persons.
This unit may be assessed in a holistic way with other units of competency relevant to the industry sector, workplace and job role.
Guidance information for assessment
Assessment methods should reflect workplace demands (e.g. literacy and numeracy demands) and the needs of particular target groups (e.g. people with disabilities, Aboriginal and Torres Strait Islander people, women, people with a language background other than English, youth and people from low socioeconomic backgrounds).
State Code National Code Title Type
AC859 RGRSS00001 Greyhound Clerk of Scales Skill Set Skill set
AB496 RGRSS00002 Greyhound Lure Driver Skill Set Skill set
AC349 RGRSS00003 Greyhound Race Club Kennel Attendant Skill Set Skill set
AC027 RGRSS00004 Greyhound Race Club Parade Official Skill Set Skill set
AB645 RGRSS00005 Greyhound Race Day Attendant Skill Set Skill set
AC421 RGRSS00006 Greyhound Training Operations Skill Set Skill set
AC475 RGRSS00007 Harness Mobile Start Driver Skill Set Skill set
AB961 RGRSS00008 Harness or Thoroughbred Clerk of Course Skill Set Skill set
AB745 RGRSS00009 Harness or Thoroughbred Racing Handicapper Skill Set Skill set
AC148 RGRSS00010 Harness or Thoroughbred Training Operations Skill Set Skill set
AC405 RGRSS00011 Harness Race Starter Skill Set Skill set
AB572 RGRSS00012 Harness Trackwork Driver Skill Set Skill set
AC188 RGRSS00013 Race Meeting Farrier Skill Set Skill set
S646 RGR30208 Certificate III in Racing (Advanced Stablehand) Qualification
S653 RGR40408 Certificate IV in Racing (Greyhound Trainer) Qualification
J770 RGR20213 Certificate II in Racing (Greyhound) Qualification
S652 RGR40308 Certificate IV in Racing (Harness Race Driver) Qualification
S651 RGR40208 Certificate IV in Racing (Jockey) Qualification
S650 RGR40108 Certificate IV in Racing (Racehorse Trainer) Qualification
S643 RGR20108 Certificate II in Racing (Stablehand) Qualification
S645 RGR30108 Certificate III in Racing (Trackrider) Qualification
AC294 RGRSS00014 Racing Biological Security Officer Skill Set Skill set
AB608 RGRSS00015 Racing Judge Skill Set Skill set
AB564 RGRSS00016 Racing Licensing and Registration Clerk Skill Set Skill set
AC413 RGRSS00017 Racing Nominations and Acceptances Clerk Skill Set Skill set
AB556 RGRSS00018 Racing Photo Finish Operator Skill Set Skill set
S648 RGR30408 Certificate III in Racing Services (Cadet Steward) Qualification
J771 RGR20308 Certificate II in Racing Services (Racing Administration) Qualification
J777 RGR50208 Diploma of Racing Services (Racing Administration) Qualification
S647 RGR30308 Certificate III in Racing Services (Racing Administration) Qualification
J773 RGR40508 Certificate IV in Racing Services (Racing Administration) Qualification
J772 RGR20408 Certificate II in Racing Services (Track Maintenance) Qualification
S649 RGR30508 Certificate III in Racing Services (Track Maintenance) Qualification
J775 RGR40708 Certificate IV in Racing Services (Track Maintenance) Qualification
J779 RGR50408 Diploma of Racing Services (Track Management) Qualification
AC020 RGRSS00019 Racing Swab Attendant Skill Set Skill set
AC844 RGRSS00020 Racing Timekeeper Skill Set Skill set
AB576 RGRSS00021 Thoroughbred Barrier Attendant Skill Set Skill set
AC446 RGRSS00022 Thoroughbred Exercise Rider Skill Set Skill set
AB880 RGRSS00024 Thoroughbred Race Starter Skill Set Skill set