Unit of competency Outline

Date retreived
22/07/2026 8:01 PM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Participate in the investigation of incidents

Participate in the investigation of incidents

Unit of competency
National Code
BSBOHS508B
State Code
D0910
TGA Status
Replaced
DTWD Status
Replaced
Current Release Number
1.00
Current Release Date
10/03/2009
State Implementation and Classification
Approved Date
21/07/2008
Field of Education
061301 - Occupational Health And Safety
Original Release Date
21/07/2008
Nominal Hours
60
Description
This unit describes the performance outcomes, skills and knowledge required to participate in the planning, conduct and reporting of investigations of incidents which have resulted in, or have a potential to result in, injury or damage. Situations may range from relatively minor through to major incidents.No licensing, legislative, regulatory or certification requirements apply to this unit at the time of endorsement.
Notes
Elements and Performance Criteria
1. Facilitate initial assessment of the situation
  • 1.1. Check area to ensure it is safe and that arrangements have been made to meet initial needs of those involved in the incident
  • 1.2. Establish and maintain integrity of the site and personnel in accordance with legal requirements and to ensure objectivity of information collected
  • 1.3. Identify statutory and legal obligations and, if required, advise relevant government agencies
  • 1.4. Notify key persons within the organisation
  • 1.5. Determine factors affecting the complexity of the investigation
  • 1.6. Identify stakeholders and interested parties, and notify as appropriate
2. Participate in the establishment of investigation processes
  • 2.1. Access and understand organisational policies and procedures for incident investigation
  • 2.2. Convene investigation team appropriate to the level of the investigation
  • 2.3. Define scope of the investigation taking account of legislative requirements
  • 2.4. Facilitate involvement of interested parties in accordance with legislative requirements
  • 2.5. Identify and source resources required to conduct the investigation, including the need for expert advice, if required
  • 2.6. Identify and address barriers to investigation
  • 2.7. Ensure action plans and time lines are developed by the investigation team
3. Collect information and data for analysis
  • 3.1. Identify and access sources of information and data
  • 3.2. Inspect incident site, equipment and other evidence
  • 3.3. Facilitate information and data gathered by others
  • 3.4. Take and record statements, photographs, measurements and documentary evidence, taking account of objectivity, confidentiality and legal implications
  • 3.5. Appropriately secure site, evidence and all necessary documentation
  • 3.6. Appropriately involve members of the investigation team
4. Analyse information and data gathered to identify immediate and underlying causes and practical prevention measures
  • 4.1. Ensure the investigation team understands and identifies the conceptual basis for the analysis
  • 4.2. Construcy time line of events leading up to incident
  • 4.3. Research causative event/s
  • 4.4. Identify conditions and circumstances that contribute to the causative event
  • 4.5. Identify intervention points on the time line for prevention
  • 4.6. Identify strategies to prevent the re-occurrence of the incident
5. Compile investigation report
  • 5.1. Document results of analysis in a format to suit the required target audience and legal requirements
  • 5.2. Phrase report in objective terms and cite evidence and reasons for conclusions
  • 5.3. Include recommendations for prevention in report
  • 5.4. Disseminate relevant information and data to key personnel, stakeholders and external agencies as appropriate, following appropriate authorisation
  • 5.5. Use findings from the report to develop further prevention strategies
environment protection agencies
OHS authorities
police and other emergency services

employee assistance personnel
external specialist personnel and contractors
OHS specialists within organisation
organisational legal advisor
personnel involved in incident/situation
senior management
supervisors
union or staff association representatives
workgroup members

administrative implications
conflict of interest issues
existence of secondary hazards
international conventions
involvement of external agencies
language competencies of parties involved
legal implications arising from the incident or post incident related matters
level of public or political interest
number of other parties, including sub-contractors
seriousness of injury or other outcomes
technical implications

community
coroner
designers
employees and family members
employers
government agencies, including OHS and emergency services agencies
importers
installers
insurance companies
managers
manufacturers
media
organisation's board or advisory council
persons in control of workplaces
politicians
sub-contractors
suppliers and distributors
unions
workgroup members and people who may be exposed to similar situations

familiar with the task and the work environment
in authority in organisation such as company/organisational legal advisor and technical experts as required
in OHS representative role
responsible for performance standards within the work environment (e.g. supervisor)
with OHS expertise

availability of research data and analysis or testing equipment
availability of technical design information and data relevant to the investigation
changes to incident scene
condition of witnesses
cultural issues
economic implications
geographical location and/or accessibility
lack of records
language
legal restrictions or limitations (temporary, short-term or long-term)
length of time from when incident occurred/first identified
limited resources available
management and employee attitude including desire to protect self and others
political and community stakeholder sensitivity
time limits imposed

emphasise analysis of the systems in place at the time of the incident
encourage an open minded, objective approach
focus on the 'why' and 'how' rather than the 'what'
not focus on individual behaviour or fault

events which extend back in time as far as required and not just focus on immediate events

key events that together resulted in the particular outcome/s of injury or damage

permanent situation such as:
type of equipment
work practice
design of work environment

short-term situation that is relatively unusual, such as:
storm
key person absence

board of management
external agencies
OHS committee
police or coroner
senior managers

Overview of assessment
Critical aspects for assessment and evidence required to demonstrate competency in this unit

Evidence of the following is essential:

investigation of OHS incidents in a systematic manner
an initial assessment of the situation and the establishment of processes
recommendations made for prevention
dissemination of relevant information and data
knowledge principles and practices of continuity and validity of evidence retention for potential legal action.

Context of and specific resources for assessment

Assessment must ensure:

access to workplace documents and situation case studies and, where possible, to situations
access to office equipment and resources
access to other personnel involved in investigations.

Method of assessment

A range of assessment methods should be used to assess practical skills and knowledge. The following examples are appropriate for this unit:

analysis of responses to case studies and scenarios
assessment of written reports on incidents
demonstration of techniques used to conduct OHS incident investigations
direct questioning combined with review of portfolios of evidence and third party reports of on-the-job performance by the candidate
observation of performance in role plays
observation of presentations
oral or written questioning to assess knowledge of requirements for reporting under OHS and other relevant legislation including notification and reporting of incidents
review of authenticated documents from the workplace or training environment
evaluation of area checks after an incident
scoping of the investigation
recording of documentary evidence
research of causative event/s.

Guidance information for assessment

Holistic assessment with other units relevant to the industry sector, workplace and job role is recommended, for example:

other OHS units.

Replaces
State Code National Code Title Type
C7633 BSBOHS508A Participate in the investigation of incidents Unit of competency
Replaced By
State Code National Code Title Type
WE737 BSBWHS505A Investigate WHS incidents Unit of competency
State Code National Code Title Type
D175 BSB51307 Diploma of Occupational Health and Safety Qualification