Unit of competency Outline

Date retreived
22/07/2026 7:45 AM AWST

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Assess compliance

Assess compliance

Unit of competency
National Code
PSPREG034
State Code
ODX43
TGA Status
Current
DTWD Status
Approved
Current Release Number
1.00
Current Release Date
03/04/2022
View on TGA
State Implementation and Classification
Approved Date
08/07/2022
Field of Education
090901 - Business And Commercial Law
Original Release Date
08/07/2022
Nominal Hours
55
Description
This unit describes the performance outcomes, skills and knowledge required to assess risk, monitor situations, environments and behaviours, and analyse information to assess compliance with legislation and standards. This unit applies to those working in regulatory roles involving compliance assessment. Those undertaking this unit work independently, performing routine tasks in a range of familiar and unfamiliar contexts.The skills in this unit must be applied in accordance with Commonwealth and State or Territory legislation, Australian standards and industry codes of practice.No occupational licensing, certification or specific legislative requirements apply to this unit at the time of publication.
Notes
Elements and Performance Criteria
1. Monitor areas under jurisdiction.
  • 1.1. Conduct risk assessment analysis to identify and prioritise areas for monitoring and to identify methodology.
  • 1.2. Conduct inspections and compliance audits.
  • 1.3. Use specialist equipment when required.
  • 1.4. Protect the safety of self and others.
  • 1.5. Facilitate cooperation with other organisations and jurisdictions.
2. Receive allegation of non-compliance.
  • 2.1. Record referrals relating to non-compliance.
  • 2.2. Respond to possible and potential breaches within applicable time frames.
  • 2.3. Assess preliminary information to establish the offence and validate to confirm the need for action.
  • 2.4. Address complaints including referral to more senior personnel as required.
3. Determine levels of compliance.
  • 3.1. Seek assistance to obtain advice on methodology and measures to prevent gaps occurring in evidence collection.
  • 3.2. Select evidence collection methodology according to the purpose, situation and operational guidelines.
  • 3.3. Collect, analyse and secure information including samples.
  • 3.4. Ensure information is relevant and sufficient for the purpose identified.
  • 3.5. Assess against the requirements of the legislation and identify and document the level(s) of compliance.
  • 3.6. Determine further action consistent with the level(s) of compliance and record or report according to organisation procedures.
No information
No information
Replaces
State Code National Code Title Type
AWT91 PSPREG005 Assess compliance Unit of competency
State Code National Code Title Type
BEL4 PUA51019 Diploma of Public Safety (Community Safety) Qualification
BHP3 PSP40522 Certificate IV in Trade Measurement Qualification