Unit of competency Outline

Date retreived
22/07/2026 6:33 AM AWST

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Develop fraud control plans

Develop fraud control plans

Unit of competency
National Code
PSPFRU006
State Code
AWW08
TGA Status
Current
DTWD Status
Approved
Current Release Number
1.00
Current Release Date
07/03/2016
View on TGA
State Implementation and Classification
Approved Date
21/07/2016
Field of Education
091105 - Police Studies
Original Release Date
21/07/2016
Nominal Hours
30
Description
This unit describes the skills required to plan actions in response to the organisation’s fraud/corruption control strategy, either the preparation of a specific fraud/corruption control plan based on a risk assessment or as an extension of the organisation’s documentation of its fraud/corruption control strategy. This includes identifying areas for action, gaining commitment to the plan, identifying qualitative and quantitative performance indicators, and documenting and disseminating the fraud/corruption control plan.This unit applies to those working in roles involved in assessing fraud and corruption within their organisation.The skills and knowledge described in this unit must be applied within the legislative, regulatory and policy environment in which they are carried out. Organisational policies and procedures must be consulted and adhered to.Those undertaking this unit would work independently, consulting others as required, performing complex tasks in a range of contexts.No licensing, legislative or certification requirements apply to unit at the time of publication.
Notes
Elements and Performance Criteria
1. Identify areas for action
  • 1.1 Establish processes to identify fraud and corruption risks and vulnerability.
  • 1.2 Identify areas for action through the fraud/corruption risk assessment process or some other process for identifying fraud and corruption vulnerability.
  • 1.3 Develop initiatives in consultation with appropriate staff to control identified vulnerabilities.
  • 1.4 Identify areas within the organisation responsible for fraud and corruption minimisation actions.
  • 1.5 Undertake consultation with stakeholders to develop a shared understanding of responsibilities.
  • 1.6 Specify timeframe for implementation of actions based upon an understanding of the nature of risk and resource ramifications.
2. Gain commitment to fraud/corruption control plan
  • 2.1 Initiate professional development awareness and information programs in consultation with responsible staff.
  • 2.2 Tailor fraud/corruption prevention initiatives to the organisational culture, core business and client groups.
3. Identify qualitative and quantitative performance indicators
  • 3.1 Seek advice from internal and external specialist personnel.
  • 3.2 Involve stakeholders in the development of performance indicators.
  • 3.3 Develop performance indicators that relate to the objectives of the program and enable an assessment of the extent to which fraud and corruption control objectives are being achieved.
  • 3.4 Establish feedback mechanisms to ensure that performance data informs improvements to fraud/corruption control strategies and activities.
4. Document fraud/corruption control plan
  • 4.1 Document the control plan using concise language and structure tailored to the intended audience.
  • 4.2 Define the responsibilities for fraud and corruption control of each area in the organisation in the plan.
  • 4.3 Use the risks targeted by the risk assessment process to identify areas for action.
  • 4.4 Describe a comprehensive fraud/corruption control strategy for the organisation in the plan.
  • 4.5 Link the plan to internal audit to reduce overlap or duplication.
  • 4.6 Address the requirements of any jurisdictional fraud and corruption control legislation and guidelines.
5. Disseminate fraud/corruption control plan
  • 5.1 Make nonconfidential components of the fraud/corruption control plan accessible to staff, the Minister and clients of the organisation.
  • 5.2 Document and store confidential components.
  • 5.3 Review the plan in accordance with organisational and jurisdictional needs and requirements.
No information
No information
Replaces
State Code National Code Title Type
C8126 PSPFRAU505B Develop fraud control plans Unit of competency
State Code National Code Title Type
AZY5 PSP50716 Diploma of Fraud Control Qualification