Unit of competency Outline

Date retreived
22/07/2026 9:51 PM AWST

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Research compliance requirements and issues

Research compliance requirements and issues

Unit of competency
National Code
BSBCOM601
State Code
AUI41
TGA Status
Replaced
DTWD Status
Replaced
Current Release Number
1.00
Current Release Date
25/03/2015
View on TGA
State Implementation and Classification
Approved Date
15/09/2015
Field of Education
091103 - Legal Studies
Original Release Date
15/09/2015
Nominal Hours
50
Description
This unit describes the skills and knowledge required to explore and investigate various aspects and issues associated with compliance requirements and a related compliance program/management system.It applies to individuals in regulatory authorities or large organisations with responsibilities related to identifying and investigating impacts, issues and policy implications of various aspects of compliance. It also applies to internal or external consultants who carry out research activities for clients on various aspects of compliance as a compliance researcher or member of a compliance management team. No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication.
Notes
Elements and Performance Criteria
1 Clarify the purpose and scope of the research
  • 1.1 Confirm and clarify the purpose and scope of the required compliance related research in collaboration with the client/s and relevant internal and/or external personnel
  • 1.2 Document the purpose and scope of the required research in accordance with organisational and/or client requirements
2 Develop the research plan
  • 2.1 Develop a suitable research methodology to enable sufficiently valid and reliable outcomes for the required research
  • 2.2 Prepare the research plan for the proposed project
  • 2.3 Obtain approval of plan from relevant internal and/or external personnel
3 Gather required research data
  • 3.1 Collect relevant research data using appropriate research techniques and sources in accordance with the agreed research plan
  • 3.2 Gather and interpret from appropriate sources, information on relevant Australian and international standards pertaining to compliance requirements and related systems
  • 3.3 Organise, interpret and review collected data in terms of its relevance to the project's purpose and objectives
  • 3.4 Discuss ambiguities, uncertainties and problems experienced while interpreting collected data and address appropriately in conjunction with relevant internal or external personnel
  • 3.5 Organise interpreted research data for later analysis
4 Analyse collected data
  • 4.1 Analyse data in accordance with planned methodology
  • 4.2 Review and discuss outcomes of the analysis with relevant internal or external personnel
5 Determine research findings and outcomes
  • 5.1 Interpret the outcomes of the data analysis in accordance with the project objectives
  • 5.2 Develop and discuss preliminary findings, identified issues and related recommendations with relevant internal and/or external personnel
  • 5.3 Undertake any additional data collection and analysis required to clarify aspects of findings, issues and related action options
6 Document and disseminate research outcomes
  • 6.1 Prepare a draft report of the research outcomes, findings and recommendations in accordance with the agreed structure and format, and distribute to relevant internal and/or external personnel for comment and feedback
  • 6.2 Edit the report based on the feedback obtained
  • 6.3 Proofread the report prior to publication
  • 6.4 Ensure the outcomes, findings and recommendations in the report are signed off by authorised personnel
  • 6.5 Produce and disseminate the report to nominated internal and/or external personnel in accordance with agreed arrangements
No information
No information
Replaces
State Code National Code Title Type
D0641 BSBCOM601B Research compliance requirements and issues Unit of competency
Replaced By
State Code National Code Title Type
OCF86 BSBAUD514 Interpret compliance requirements Unit of competency