Unit of competency Outline
Date retreived
22/07/2026 9:46 AM AWST
22/07/2026 9:46 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Undertake basic root cause analysis
Undertake basic root cause analysis
Unit of competency
National Code
ICPSU389C
ICPSU389C
State Code
D3273
D3273
TGA Status
Replaced
Replaced
DTWD Status
Replaced
Replaced
State Implementation and Classification
Approved Date
09/09/2014
Field of Education
080317 - Quality Management
Original Release Date
09/09/2014
Nominal Hours
50
Description
This unit describes the performance outcomes, skills and knowledge required to contribute to an advanced maintenance strategy; competitive manufacturers rely on the use of root cause analysis (RCA) by all personnel.
Notes
Elements and Performance Criteria
1. Recognise problems
- 1.1. Equipment/plant condition is monitored according to enterprise procedures
- 1.2. Product is monitored against quality standards and job specifications
- 1.3. Conditions/product characteristics indicative of a problem are identified
- 1.4. An existing work-based problem and/or practice is recognised
2. Implement quick fix
- 2.1. The immediate problem is controlled/contained
- 2.2. A quick fix is recommended/implemented within the scope of competency and authority
3. Determine root cause
- 3.1. A range of possible causes is identified
- 3.2. Information is gathered to eliminate/confirm causes
- 3.3. Assistance is sought as required according to level of responsibility and personal capabilities
- 3.4. Root cause is identified based on examination of the above
4. Develop permanent solution
- 4.1. A range of methods of eliminating the root cause/breaking the cause tree is identified
- 4.2. The most appropriate solution is selected based on machinery capabilities, material requirements and job schedules
- 4.3. Relevant people are liaised with to confirm decision, if required
- 4.4. Solution is recommend/implemented within the limits of competency and authority
- 4.5. Implementation is monitored and improvements are made as required
RANGE STATEMENT
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) may also be included.
Quick fix may include:
not all situations can wait for the root cause analysis and eventual elimination of the root cause as there are serious current impacts. The quick fix will control these immediate impacts, but does not eliminate the root cause. The quick fix is sometimes referred to as the "quick and dirty" solution.
Root cause may include:
there are many possible causes of any problem. Eliminating some causes will have no impact, eliminating others will ameliorate the problem. However elimination of the root cause will eliminate the problem. There should only be one root cause for any problem and so the analysis should continue until this one cause is found. Elimination of the root cause permanently eliminates the problem.
Cause tree may include:
the series of causes is referred to as the cause tree. Not all root causes are accessible and able to be eliminated. Breaking the cause tree in such a way that the problem cannot recur is an acceptable alternative.
Uptime may include:
uptime refers to the overall availability of the plant - it is the inverse of downtime or the unavailability of the plant. Ideal uptime is 100%.
Overall equipment efficiency (OEE) may include:
the combination of the main factors causing loss of productive capacity from equipment/plant and where:
availability takes into account losses due to breakdown, set up and adjustments
performance takes into account losses due to minor stoppages, reduced speed and idling
quality rate takes into account t losses due to rejects, reworks and start up waste.
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) may also be included.
Quick fix may include:
not all situations can wait for the root cause analysis and eventual elimination of the root cause as there are serious current impacts. The quick fix will control these immediate impacts, but does not eliminate the root cause. The quick fix is sometimes referred to as the "quick and dirty" solution.
Root cause may include:
there are many possible causes of any problem. Eliminating some causes will have no impact, eliminating others will ameliorate the problem. However elimination of the root cause will eliminate the problem. There should only be one root cause for any problem and so the analysis should continue until this one cause is found. Elimination of the root cause permanently eliminates the problem.
Cause tree may include:
the series of causes is referred to as the cause tree. Not all root causes are accessible and able to be eliminated. Breaking the cause tree in such a way that the problem cannot recur is an acceptable alternative.
Uptime may include:
uptime refers to the overall availability of the plant - it is the inverse of downtime or the unavailability of the plant. Ideal uptime is 100%.
Overall equipment efficiency (OEE) may include:
the combination of the main factors causing loss of productive capacity from equipment/plant and where:
availability takes into account losses due to breakdown, set up and adjustments
performance takes into account losses due to minor stoppages, reduced speed and idling
quality rate takes into account t losses due to rejects, reworks and start up waste.
EVIDENCE GUIDE
The Evidence Guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment
Critical aspects for assessment and evidence required to demonstrate competency in this unit
Evidence of the ability to:
the competent operator will be able to recognise problems in their process and undertake a root cause analysis, either alone or with assistance, and propose permanent solutions. Evidence of root cause analyses undertaken should be available
generally a range of RCA activities will be required in order to generate sufficient evidence.
Context of and specific resources for assessment
Assessment must ensure:
assessment will need to occur in an organisation implementing root cause analysis or by simulation or project
access to an organisation using RCA.
Method of assessment
A range of assessment methods should be used to assess practical skills and knowledge. The following examples are appropriate for this unit:
direct questioning combined with review of portfolios of evidence and third party workplace reports of on-the-job performance by the candidate.
Guidance information for assessment
Holistic assessment with other units relevant to the industry sector, workplace and job role is recommended, for example:
ICPSU458C Monitor production workflow
ICPSU482C Troubleshoot and optimise materials and machinery.
The Evidence Guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment
Critical aspects for assessment and evidence required to demonstrate competency in this unit
Evidence of the ability to:
the competent operator will be able to recognise problems in their process and undertake a root cause analysis, either alone or with assistance, and propose permanent solutions. Evidence of root cause analyses undertaken should be available
generally a range of RCA activities will be required in order to generate sufficient evidence.
Context of and specific resources for assessment
Assessment must ensure:
assessment will need to occur in an organisation implementing root cause analysis or by simulation or project
access to an organisation using RCA.
Method of assessment
A range of assessment methods should be used to assess practical skills and knowledge. The following examples are appropriate for this unit:
direct questioning combined with review of portfolios of evidence and third party workplace reports of on-the-job performance by the candidate.
Guidance information for assessment
Holistic assessment with other units relevant to the industry sector, workplace and job role is recommended, for example:
ICPSU458C Monitor production workflow
ICPSU482C Troubleshoot and optimise materials and machinery.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| D0523 | ICPSU389B | Undertake basic root cause analysis | Unit of competency |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| AUO00 | ICPSUP389 | Undertake basic root cause analysis | Unit of competency |
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