Unit of competency Outline

Date retreived
22/07/2026 8:03 PM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Manage regulatory compliance

Manage regulatory compliance

Unit of competency
National Code
PSPREG601B
State Code
C8294
TGA Status
Replaced
DTWD Status
Replaced
Current Release Number
3.00
Current Release Date
01/11/2012
State Implementation and Classification
Approved Date
09/10/2014
Field of Education
090999 - Law, N.e.c.
Original Release Date
09/10/2014
Nominal Hours
60
Description
This unit covers management of regulatory compliance - a management role with responsibility for regulatory officers who enforce and promote compliance with legislation. It includes interpreting and advising on enabling and related legislation; developing and implementing strategies to promote long-term voluntary compliance and develop a culture of compliance in the community; and providing strategic advice on compliance matters.In practice, managing regulatory compliance may overlap with other public sector work activities such as managing ethical behaviour; managing diversity, risk, resources; persuading and influencing opinion.No licensing, legislative, regulatory or certification requirements apply to this unit at the time of endorsement.
Notes
Elements and Performance Criteria
1. Interpret and advise on enabling and related legislation
  • 1.1 Non-routine or complex matters related to enabling and related legislation are resolved or referred in accordance with organisational procedures.
  • 1.2 Advice is provided to clients and staff that is timely, consistent and constructive, and within level of authority.
  • 1.3 Feedback is obtained on client level of understanding, and additional information or explanation is provided to clarify issues.
  • 1.4 Staff understanding of legislation and procedures is monitored and action to address professional development needs is timely and in accordance with organisational procedures.
2. Develop and implement compliance strategies
  • 2.1 Strategies and measures to influence long-term voluntary compliance are identified and implemented to suit the audience and the context.
  • 2.2 Information that is current and promotes the benefits of compliance is provided to clients.
  • 2.3 Strategies are developed in accordance with government and organisational policy and practice.
  • 2.4 Information and strategies are adjusted in response to feedback gathered from a range of stakeholders.
3. Provide strategic advice on compliance matters
  • 3.1 Client/government information requirements are confirmed.
  • 3.2 Advice is provided based on current information and meets the specific needs of clients in its range, depth and form of presentation.
  • 3.3 Presentation standards are maintained in accordance with organisational guidelines.
  • 3.4 Feedback is obtained on how well the advice/information suits its purpose and audience, and is used to recommend further action.
The Range Statement provides information about the context in which the unit of competency is carried out. The variables cater for differences between States and Territories and the Commonwealth, and between organisations and workplaces. They allow for different work requirements, work practices and knowledge. The Range Statement also provides a focus for assessment. It relates to the unit as a whole. Text in bold italics in the Performance Criteria is explained here.
Complex matters may include:
conflicting legislation
unclear or ambiguous guidelines
use of legal precedents
regional or national issues
issues not previously encountered
'red herring' issues
Legislation may include:
enabling legislation, such as that dealing with:
audit, customs and excise, quarantine, fisheries, agriculture, land management, conservation, coastal management, environmental protection, environment, insurance, legal administration (sheriffs, young offenders), workers compensation, occupational safety and health, workplace relations
public sector management, financial management
auditor general
planning, construction, transport, energy, mining, resource management, communications
family services, employment, equal employment opportunity and anti-discrimination
aspects of common law
contract law
administrative law
equal employment opportunity and anti-discrimination law
Strategies may include:
public education campaigns
culture change programs
redesign of organisational documents
incentive programs
web site
help desk
staff training
policy changes
awareness-raising consultations with client groups
Measures may include:
evaluation criteria against strategic goals/targets/required policy outcomes
quantitative, such as:
reported injuries/deaths, workers compensation claims and premiums (workplace safety)
illegal imports (customs)
exotic diseases (quarantine)
amount of land affected by salinity (land management)
qualitative, such as:
client satisfaction (relevant to all regulatory areas)
The Evidence Guide specifies the evidence required to demonstrate achievement in the unit of competency as a whole. It must be read in conjunction with the Unit descriptor, Performance Criteria, the Range Statement and the Assessment Guidelines for the Public Sector Training Package.
Units to be assessed together
Pre-requisite units that must be achieved prior to this unit:Nil
Co-requisite units that must be assessed with this unit:Nil
Co-assessed units that may be assessed with this unit to increase the efficiency and realism of the assessment process include, but are not limited to:
PSPETHC601B Maintain and enhance confidence in public service
PSPGOV601B Apply government systems
PSPLEGN601B Manage compliance with legislation in the public sector
PSPMNGT602B Manage resources
PSPMNGT605B Manage diversity
PSPMNGT608B Manage risk
PSPPOL603A Manage policy implementation
PSPREG602B Evaluate regulatory compliance
Overview of evidence requirements
In addition to integrated demonstration of the elements and their related performance criteria, look for evidence that confirms:
the knowledge requirements of this unit
the skill requirements of this unit
application of the Employability Skills as they relate to this unit (see Employability Summaries in Qualifications Framework)
management of regulatory compliance in a range of (3 or more) contexts (or occasions over time)
Resources required to carry out assessment
These resources include:
legislation, policy, procedures and protocols relating to regulatory compliance in the public sector
enabling legislation
relevant aspects of common law
case studies and workplace scenarios to capture the range of situations likely to be encountered when managing regulatory compliance
Where and how to assess evidence
Valid assessment of this unit requires:
a workplace environment or one that closely resembles normal work practice and replicates the range of conditions likely to be encountered when managing regulatory compliance, including coping with difficulties, irregularities and breakdowns in routine
management of regulatory compliance in a range of (3 or more) contexts (or occasions over time)
Assessment methods should reflect workplace demands, such as literacy, and the needs of particular groups, such as:
people with disabilities
people from culturally and linguistically diverse backgrounds
Aboriginal and Torres Strait Islander people
women
young people
older people
people in rural and remote locations
Assessment methods suitable for valid and reliable assessment of this competency may include, but are not limited to, a combination of 2 or more of:
case studies
portfolios
projects
questioning
scenarios
authenticated evidence from the workplace and/or training courses
For consistency of assessment
Evidence must be gathered over time in a range of contexts to ensure the person can achieve the unit outcome and apply the competency in different situations or environments
Replaces
State Code National Code Title Type
C3481 PSPREG601A Manage regulatory compliance Unit of competency
Replaced By
State Code National Code Title Type
AWT74 PSPREG027 Manage regulatory compliance Unit of competency