Unit of competency Outline
Date retreived
22/07/2026 12:55 PM AWST
22/07/2026 12:55 PM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Evaluate regulatory compliance
Evaluate regulatory compliance
Unit of competency
National Code
PSPREG028
PSPREG028
State Code
AWT69
AWT69
TGA Status
Replaced
Replaced
DTWD Status
Replaced
Replaced
State Implementation and Classification
Approved Date
21/07/2016
Field of Education
090999 - Law, N.e.c.
Original Release Date
21/07/2016
Nominal Hours
60
Description
This unit describes the skills required to evaluate compliance outcomes, and review regulatory policies, procedures and legislation to improve compliance outcomes. It includes developing compliance measures and/or targets, evaluating the extent of compliance, reviewing procedures and guidelines to improve compliance, and contributing to new legislation or the review of existing legislation.This unit applies to those working as a manager with responsibility for regulatory officers who enforce and promote compliance with the organisation’s enabling legislation.The skills and knowledge described in this unit must be applied within the legislative, regulatory and policy environment in which they are carried out. Organisational policies and procedures must be consulted and adhered to.Those undertaking this unit would work autonomously, performing complex tasks in a range of familiar and unfamiliar contexts.No licensing, legislative or certification requirements apply to unit at the time of publication.
Notes
Elements and Performance Criteria
1. Develop compliance measures/targets
- 1.1 Develop compliance measures that are valid, reliable, sufficient and both time and cost effective.
- 1.2 Develop realistic measures and/or targets underpinned by current information.
2. Evaluate extent of compliance
- 2.1 Ensure analysis of compliance data is valid and conclusions are unbiased and supported by evidence.
- 2.2 Ensure interpretation of comparative data over time is valid and reliable and record outcomes.
- 2.3 Report compliance outcomes.
3. Review procedures and guidelines to improve compliance
- 3.1 Draw upon a variety of sources of information representing the breadth of possible stakeholders to ensure review is comprehensive.
- 3.2 Identify possible reasons for not meeting targets and/or performance indicators and make recommendations to improve long term voluntary compliance.
- 3.3 Make adjustments of strategies and plans to address review recommendations in accordance with resource constraints.
4. Contribute to new legislation or review of existing legislation
- 4.1 Provide input that supports government policy directions and relies on current information with supporting reasons and data analysis.
- 4.2 Make resource implications of legislative recommendations within government policy requirements.
No information
No information
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| C8295 | PSPREG602B | Evaluate regulatory compliance | Unit of competency |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| ODX00 | PSPREG048 | Evaluate regulatory compliance | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| AZY3 | PSP60116 | Advanced Diploma of Government (Workplace inspection/ Investigations/Fraud control) | Qualification |
| BEL5 | PUA60719 | Advanced Diploma of Public Safety (Community Safety) | Qualification |