Qualification Outline
22/07/2026 6:02 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Diploma of Financial Markets
Diploma of Financial Markets
FNS51022
BHU2
Current
Approved
National Endorsed, State Implementation and Classification
Releases
| Release Version | Release Date | TGA Status | DTWD Status |
|---|---|---|---|
| 1.00 | 15/06/2022 | Current | Approved |
Description
This qualification reflects roles in financial markets involving duties in the areas of client advising, operations and trading. Individuals in these roles have autonomy in performing technical operations; apply solutions to a range of often complex problems; and research, analyse and evaluate information from a variety of sources. They apply initiative to plan, coordinate and evaluate their own work and provide guidance to others.
Licensing, legislative, regulatory or certification considerations
No licensing, legislative or certification requirements apply to this qualification at the time of publication.
Schedule
Packaging Rules
Total number of units = eleven (11)- six (6) core units plus
- five (5) elective units, of which:
- at least three (3) must be from the elective units listed below
- up to two (2) may be from the remaining listed elective units or from any currently endorsed Certificate IV or above training package qualification or accredited course.
Elective units must be relevant to the work environment and the qualification, maintain the overall integrity of the AQF alignment, not duplicate the outcome of another unit chosen for the qualification, and contribute to a valid industry-supported vocational outcome.
1. Core Units
All six (6) core units must be completed.
| State Code | National Code | Title | Hours | Type |
|---|---|---|---|---|
| OBR81 | FNSFMK521 | Analyse financial markets and information | 60 | Unit of competency |
| OEC13 | FNSINC514 | Apply ethical frameworks and principles to make and act upon decisions | 35 | Unit of competency |
| OBR80 | FNSFMK522 | Apply financial product knowledge in the context of the deal transaction cycle | 45 | Unit of competency |
| OBR88 | FNSFMK416 | Conduct work within financial markets compliance framework | 35 | Unit of competency |
| OBR54 | FNSFMK524 | Conduct work within financial markets organisational risk management framework | 55 | Unit of competency |
| OED09 | FNSINC513 | Identify and apply complex ethical decision making to workplace situations | 35 | Unit of competency |
2. Elective Units
At least three (3) units must be chosen from the elective units listed below. Please refer to the packaging rules for the full details of available options.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| BFF3 | FNS51020 | Diploma of Financial Markets | Qualification |
No information
Entry Requirements
Nil
Traineeships and Apprenticeships