Unit of competency Outline

Date retreived
23/07/2026 3:19 AM AWST

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Terminate superannuation plans

Terminate superannuation plans

Unit of competency
National Code
FNSSUP316
State Code
OCI36
TGA Status
Current
DTWD Status
Approved
Current Release Number
1.00
Current Release Date
04/11/2020
State Implementation and Classification
Approved Date
11/03/2021
Field of Education
081105 - Investment And Securities
Original Release Date
11/03/2021
Nominal Hours
30
Description
This unit describes the skills and knowledge required to terminate a superannuation plan. It involves confirming trustee instructions, processing superannuation termination transactions, and documenting those transactions.The unit applies to those who, within their level of authority, apply specialised organisational and industry knowledge and follow defined procedures to process financial information.No licensing, legislative or certification requirements apply to this unit at the time of publication.
Notes
Elements and Performance Criteria
1. Confirm trustee instructions
  • 1.1 Document trustee instructions according to organisational procedures
  • 1.2 Clarify instructions with trustees where required and confirm compliance requirements are met
  • 1.3 Obtain and record termination conditions according to organisational procedures
  • 1.4 Confirm termination with member according to organisational policies and procedures
  • 1.5 Obtain member authority to transfer member assets
2. Process outstanding transactions
  • 2.1 Process benefit payments due before termination date according to organisational procedures
  • 2.2 Process final contributions and outstanding charges and credits to the fund and confirm that all financial obligations are met
3. Forward information and payments to required parties
  • 3.1 Obtain actuarial calculations where required and determine member benefits
  • 3.2 Communicate member information to new fund administrator within negotiated timeframes and according to organisational procedures
  • 3.3 Provide termination payments to trustee or member when due, and according to arrangement with member and termination provisions
  • 3.4 Obtain valid discharge of all future liability according to organisational procedures
4. Complete and action fund documentation
  • 4.1 Document all transactions in member records according to organisational policies and procedures
  • 4.2 Prepare statements and issue to member according to organisational procedures
  • 4.3 Balance fund accounts according to financial requirements
No information
No information
Replaces
State Code National Code Title Type
AUT22 FNSSUP306 Terminate superannuation plans Unit of competency
State Code National Code Title Type
BFE7 FNS30120 Certificate III in Financial Services Qualification
BHT6 FNS30122 Certificate III in Financial Services Qualification