Unit of competency Outline

Date retreived
22/07/2026 8:12 AM AWST

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Evaluate and review compliance

Evaluate and review compliance

Unit of competency
National Code
BSBAUD515
State Code
OCG36
TGA Status
Current
DTWD Status
Approved
Current Release Number
1.00
Current Release Date
19/10/2020
View on TGA
State Implementation and Classification
Approved Date
16/03/2021
Field of Education
091103 - Legal Studies
Original Release Date
16/03/2021
Nominal Hours
25
Description
This unit describes the skills and knowledge required to evaluate an organisation’s management system and assess its ability to fulfil its obligations and responsibilities under applicable compliance requirements.The unit applies to individuals who are responsible for evaluating and reviewing the operation and effectiveness of an organisation’s management system to ensure compliance with the relevant standards.Application of this unit must be consistent with the relevant sections of standards and legislative requirements.
Notes
Elements and Performance Criteria
1. Develop evaluation plan
  • 1.1 Obtain and interpret information on organisation’s policies, procedures and compliance requirements
  • 1.2 Develop evaluation methodology
  • 1.3 Prepare evaluation plan, detailing established evaluation criteria and data to be collected
  • 1.4 Confirm approval of plan from relevant stakeholders
2. Prepare evaluation data
  • 2.1 Source required evaluation data according to evaluation plan
  • 2.2 Organise, interpret and review collected data against established evaluation criteria
  • 2.3 Discuss issues interpreting data and address in consultation with relevant stakeholders
  • 2.4 Arrange evaluation data for analysis
3. Analyse data
  • 3.1 Analyse evaluation data in accordance with evaluation plan
  • 3.2 Discuss outcomes and findings of the analysis with relevant stakeholders
4. Determine evaluation findings and outcomes
  • 4.1 Develop and discuss preliminary findings and any identified issues with relevant stakeholders
  • 4.2 Source additional data required to clarify aspects of findings, and issues, where required
  • 4.3 Prepare recommendations for actions to improve identified issues
5. Distribute outcomes and recommendations of evaluation
  • 5.1 Prepare draft report of outcomes, findings and recommendations of the compliance evaluation
  • 5.2 Distribute draft report to relevant stakeholders
  • 5.3 Edit report based on the feedback obtained
  • 5.4 Proofread report in preparation for publishing
  • 5.5 Confirm final report is signed off by authorised personnel
  • 5.6 Distribute report to relevant stakeholders according to evaluation plan
No information
No information
Replaces
State Code National Code Title Type
AUJ30 BSBCOM602 Develop and create compliance requirements Unit of competency
AUM09 BSBCOM502 Evaluate and review compliance Unit of competency