Qualification Outline

Date retreived
22/07/2026 5:31 PM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Certificate IV in Financial Services (Financial Planning Support)

Certificate IV in Financial Services (Financial Planning Support)

Qualification
National Code:
FNB40702
State Code:
C529
TGA Status:
Deleted
DTWD Status:
Archived
National Endorsed, State Implementation and Classification
Field of Education
0811 - Banking, Finance And Related Fields
Original TGA Release Date
30/06/1999
Approved Date
17/03/2003
Stream of Study
Trade Technician/Supervisory or Equivelant (3300)
VET Act Classifier
B
Nominal Hours
562
Duration
Unspecified
Current Release Number
1.00
Current Release Date
30/06/1999
VET Act Conditions
—
Releases
Release Version Release Date TGA Status DTWD Status
1.00 30/06/1999 Current Archived
Description
Schedule
1.

Pre-requisite Industry Core Units (Achievement must be demonstrated)

State Code National Code Title Hours Type
C1219 FNBFS05A Apply health and safety practices in the workplace 5 Unit of competency
C1216 FNBFS02A Communicate in the workplace 35 Unit of competency
C5375 FNBFS06B Resolve customer complaints 20 Unit of competency
C5374 FNBFS04B Use technology in the workplace 60 Unit of competency
C5373 FNBFS03B Work as part of a team 35 Unit of competency
C5372 FNBFS01B Work within a financial services context 45 Unit of competency
2.

CORE UNITS - Learners to complete all four (4) units

State Code National Code Title Hours Type
C5306 FNBFPS04A Comply with financial planning practice ethical & operational guidelines & regulatory requirements 50 Unit of competency
C5303 FNBFPS01A Extract and analyse information on specified financial strategies and products to set guidelines 50 Unit of competency
C5305 FNBFPS03A Implement financial plan to predetermined guidelines 40 Unit of competency
C5304 FNBFPS02A Prepare financial plans to set strategies and guidelines 50 Unit of competency
3.

ELECTIVE UNITS - Learners to complete six (6) elective units:

* The elective unit may be selected from the Financial Services Training package or from another endorsed package at the Certificate IV level.

* If ASIC Tier Two compliance is sought, the two ASIC aligned units "FNBASC01A Establish Client Relationship and Analyse needs" and FNBSC02A Develop, Present and Negotiate Client Solutions" must be selected

State Code National Code Title Hours Type
C3553 BSBCMN405A Analyse and present research information 40 Unit of competency
C1255 FNBCOM09A Collate information and prepare reports 20 Unit of competency
C3558 BSBCMN410A Coordinate implementation of customer service strategies 30 Unit of competency
C3550 BSBCMN402A Develop work priorities 30 Unit of competency
C0997 FNBASC02A Develop, present and negotiate client solutions 30 Unit of competency
C0996 FNBASC01A Establish client relationships and analyse needs 30 Unit of competency
C3697 FNBACC29A Make decisions within a legal context 60 Unit of competency
C3699 FNBACC31A Prepare financial statements 60 Unit of competency
C1266 FNBFIN65A Process journal entries 20 Unit of competency
Replaced By
State Code National Code Title Type
C702 FNS40704 Certificate IV in Financial Services (Financial Practice Support) Qualification
VET Info Notes
This training program is a representation of the qualification code FNB40702 taken from the Financial Services Training Package FNB99 which should be consulted for full description of requirements. FNB99 is endorsed until [ACCREDITATION END DATE].

1. This qualification is the copyright of The Australian National Training Authority.

2. Further information on this qualification is contained in the training Package available from Australian Training Products Ltd., Tel: (03) 9630 9836.

3. This qualification was entered on to STARS by Central TAFE on 10/03/03.
Entry Requirements
No information
Traineeships and Apprenticeships
No information