Unit of competency Outline
Date retreived
23/07/2026 7:18 AM AWST
23/07/2026 7:18 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Resolve disputes
Resolve disputes
Unit of competency
National Code
FNSCUS412
FNSCUS412
State Code
OEC84
OEC84
TGA Status
Current
Current
DTWD Status
Approved
Approved
State Implementation and Classification
Approved Date
07/12/2022
Field of Education
081199 - Banking, Finance And Related Fields, N.e.c.
Original Release Date
07/12/2022
Nominal Hours
30
Description
This unit describes the skills and knowledge required to investigate, negotiate and resolve disputes between claimant and organisations.The unit applies to individuals in a variety of sectors and industries who work with others as part of a formal internal dispute-resolution process.No licensing, legislative or certification requirements apply to this unit at the time of publication.
Notes
Elements and Performance Criteria
1. Establish that dispute exists
- 1.1 Identify all information relating to original problem and clarify grounds for dispute
- 1.2 Contact all parties to identify and clarify disputed issues and confirm that claimant has a legitimate dispute, or that initial complaint has not already been settled to claimant’s satisfaction
- 1.3 Confirm all information relevant to dispute-resolution process is provided to claimant according to organisational operating procedures
- 1.4 Obtain additional information from relevant parties as required and manage information exchange appropriately
- 1.5 Inform claimant of organisation’s obligations, procedures and timeframes where existence of genuine dispute is established
2. Investigate dispute and determine action to be taken
- 2.1 Collect all information from prior dealings with claimant and undertake further investigations as required
- 2.2 Inform claimant of progress and advise of any delays
- 2.3 Determine resolution action with consideration of facts, legislation, organisational policy and procedures, and industry codes of practice
- 2.4 Inform required personnel of action to be taken
3. Negotiate and resolve dispute
- 3.1 Inform claimant of decision and reasons if appropriate, and negotiate with claimant or representative as required
- 3.2 Resolve dispute according to required timelines, aiming to reduce need for litigation or formal conciliation services
- 3.3 Respect rights of claimant in all dispute-settlement procedures and refer unresolved disputes to formal conciliation services
4. Finalise dispute
- 4.1 Record dispute-resolution process outcomes and advise all parties affected by decision of the outcome and their rights to review decision
- 4.2 Prepare relevant documentation for unresolved disputes that have been referred to formal conciliation services according to legislation, regulations and codes of practice
- 4.3 Act on decisions of external dispute-resolution as required
- 4.4 Complete required documentation according to legislation and organisational procedures
No information
No information
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| AUQ80 | FNSCUS402 | Resolve disputes | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| BHU4 | FNS30322 | Certificate III in Accounts Administration | Qualification |
| BHT8 | FNS42022 | Certificate IV in Banking Services | Qualification |
| BHT7 | FNS40122 | Certificate IV in Credit Management | Qualification |
| BFF4 | FNS41820 | Certificate IV in Financial Services | Qualification |
| BHT6 | FNS30122 | Certificate III in Financial Services | Qualification |
| BGN5 | FNS30420 | Certificate III in Mercantile Agents | Qualification |
| BGN3 | FNS42120 | Certificate IV in Personal Injury Management | Qualification |
| BHU7 | FNS42222 | Certificate IV in Personal Trust Administration | Qualification |