Qualification Outline
22/07/2026 7:51 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Certificate IV in Financial Services
Certificate IV in Financial Services
FNS40107
D116
Deleted
Deleted
National Endorsed, State Implementation and Classification
Releases
| Release Version | Release Date | TGA Status | DTWD Status |
|---|---|---|---|
| 1.00 | 10/07/2004 | Current | Approved |
Description
Schedule
Packaging Rules
To attain a FNS40107 Certificate IV in Financial Services 13 units must be achieved:4 industry core units, plus
9 elective units.
1.
To attain a Certificate IV in Financial Services thirteen (13) units must be achieved: Four (4) Industry Core units, PLUS Nine (9) Elective units. INDUSTRY CORE UNITS: Learners are to complete the four (4) Industry Core units listed below.
| State Code | National Code | Title | Hours | Type |
|---|---|---|---|---|
| C9746 | FNSICGEN304B | Apply health and safety practices in the workplace | 5 | Unit of competency |
| C9758 | FNSICIND401B | Apply principles of professional practice to work in the financial services industry | 20 | Unit of competency |
| C9743 | FNSICGEN301B | Communicate in the workplace | 35 | Unit of competency |
| C9744 | FNSICGEN302B | Use technology in the workplace | 60 | Unit of competency |
2.
ELECTIVE UNITS: Learners to complete nine (9) elective units. The (9) units may be selected as follows:
All (9) electives may be selected from the groups listed below.
Up to (1) of the (9) electives may be chosen from Certificate III level and up to (2) of the (9) may be chosen from Diploma level.
Up to (3) of the (9) electives may be selected from other endorsed Training Packages in accordance with other packaging guidelines for this qualification.
The choice of electives should be appropriate to the level and integrity of the qualification and to the workplace outcomes it is design to meet.
If Tier 2 ASIC compliance is sought, the ASIC aligned units FNSASIC301B and FNSASIC302B must be selected. These two units are aligned to AQF levels III and IV.
**Please refer to the Financial Services Training Package (pages 34-37) for a detailed list of units available.
**The units below are suggested electives:
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| C696 | FNS40104 | Certificate IV in Financial Services | Qualification |
VET Info Notes
1. This qualification is the copyright of the Department of Education, Science and Training.
2. Further information on this qualification is contained in the training Package available from Australian Training Products Ltd., Tel: (03) 9630 9836.
3. This qualification was entered on to STARS by the VET Teaching & Learning Directorate of the WA Department of Education and Training.
4. Thisqualification has been identified as "deleted" following the endorsement of FNS10 Finanacial Services Training Package in November 2010.
Entry Requirements
No information
Traineeships and Apprenticeships