Unit of competency Outline
Date retreived
22/07/2026 6:21 PM AWST
22/07/2026 6:21 PM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Work within compliance frameworks
Work within compliance frameworks
Unit of competency
National Code
BSBAUD412
BSBAUD412
State Code
OCF98
OCF98
TGA Status
Current
Current
DTWD Status
Approved
Approved
State Implementation and Classification
Approved Date
16/03/2021
Field of Education
091103 - Legal Studies
Original Release Date
16/03/2021
Nominal Hours
25
Description
This unit describes the skills and knowledge required to identify statutory, legislative and regulatory requirements and relate them to individual work practices to ensure ongoing adherence to the compliance framework.The unit applies to individuals who carry out work in accordance with the compliance framework applying to a particular job role, occupation or profession.No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication.
Notes
Elements and Performance Criteria
1. Identify compliance requirements
- 1.1 Identify and document statutory, legislative and regulatory requirements relevant to job role and industry
- 1.2 Identify and document organisational and industry requirements
2. Interpret compliance requirements
- 2.1 Map compliance requirements against position description and work practices
- 2.2 Discuss ethical considerations with relevant stakeholders
3. Manage personal compliance
- 3.1 Consult with relevant stakeholders and identify procedures to be applied, applicable to work environment and own job role
- 3.2 Evaluate own actions in the context of compliance requirements
- 3.3 Record own compliance action according to organisational policies and procedures
4. Review own compliance
- 4.1 Seek feedback on personal compliance from relevant personnel
- 4.2 Access and analyse documentation relating to changes in compliance requirements
- 4.3 Discuss feedback and documentation with relevant personnel and check own ongoing compliance
- 4.4 Identify required changes to own compliance practice
No information
No information
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| AUI08 | BSBEDU301 | Assist with monitoring compliance in international education services | Unit of competency |
| AUL98 | BSBCOM406 | Conduct work within a compliance framework | Unit of competency |
| AUH08 | BSBCOM402 | Implement processes for the management of a breach in compliance requirements | Unit of competency |
| AUK64 | BSBCOM401 | Organise and monitor the operation of compliance management system | Unit of competency |
| AUJ15 | BSBCOM404 | Promote and liaise on compliance requirements, systems and related issues | Unit of competency |
| AUL55 | BSBCOM405 | Promote compliance with legislation | Unit of competency |
| AUL67 | BSBCOM403 | Provide education and training on compliance requirements and systems | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| BFR1 | BSB40120 | Certificate IV in Business | Qualification |
| AE304 | BSBSS00122 | Compliance Skill Set | Skill set |
| AWL5 | CHC44015 | Certificate IV in Coordination of volunteer programs | Qualification |
| BHU0 | FNS51522 | Diploma of Credit Management | Qualification |
| BFF4 | FNS41820 | Certificate IV in Financial Services | Qualification |
| BHT6 | FNS30122 | Certificate III in Financial Services | Qualification |
| BHX3 | FNS60822 | Advanced Diploma of Integrated Risk Management | Qualification |
| BGN5 | FNS30420 | Certificate III in Mercantile Agents | Qualification |
| BHU7 | FNS42222 | Certificate IV in Personal Trust Administration | Qualification |
| BFR9 | BSB50920 | Diploma of Quality Auditing | Qualification |
| BDL0 | DEF50717 | Diploma of Range Control and Management | Qualification |
| BIA2 | DEF50722 | Diploma of Range Control and Management | Qualification |
| BEW8 | CPP41519 | Certificate IV in Security Risk Analysis | Qualification |
| BIL2 | TAE40122 | Certificate IV in Training and Assessment | Qualification |